Apply — Ready Capital Facility

1

Personal Information

Primary applicant / GP principal

First Name *

Last Name *

Email Address *

Phone Number *

Residential Address *

Nationality *

Your Title / Role *

LinkedIn Profile URL Strongly recommended — reviewed by OEI as part of background assessment.

2

Firm & GP Entity

Management company or GP entity

Provide details for the operating GP entity or management company that will execute the facility agreement — not the fund LP entity itself.

Firm / GP Entity Name *

Firm Website

Firm Address *

EIN / Tax ID *

State / Country of Formation *

Date of Formation * Entity must be 12+ months old.

Entity Type *

Number of Managing Partners / Principals *

Is the firm a Registered Investment Advisor (RIA)? *

Yes — SEC or State registered No

Primary Investment Strategy *

Primary Geographic Focus *

Typical Deal / Investment Size (USD) *

3

Fund Details

Current or most recent fund

Provide details on your current or most recently active fund. Independent sponsors with no formal fund structure should describe their deal-by-deal syndication model below.

Applicant Structure *

Formal Fund (LP structure with committed capital) Independent Sponsor (deal-by-deal syndication) Syndicator / Capital Raiser (pooled vehicle)

Fund Name

Fund Vintage Year (Year Launched)

Total Fund Size / Committed Capital (USD) Total LP capital commitments.

Capital Called / Deployed to Date (USD)

Remaining Dry Powder (USD)

Number of LP Investors

Management Fee

Carried Interest

Is this a Fund II, III, or later vintage?

Current GP Commitment Amount (USD) Your personal or firm's capital invested alongside LPs.

Total AUM Across All Vehicles (USD) *

Does your fund / syndicate currently have an active capital line or subscription line? *

Yes — existing line in place No — no existing facility

4

Investment Track Record

Closed deals — last 5 years

List your most recent closed transactions below. OEI requires a minimum of 2–3 completed deals. Deals still in progress may be included but should be clearly marked. A detailed track record document can be uploaded in Section 8.

Deal / Asset Name	Type	Year Closed	Deal Size (USD)	Your Role	Status	Net IRR / Return

Total Number of Deals Closed (All Time) *

Total Capital Deployed Across All Deals (USD) *

Average Realized Net IRR (Closed Deals)

Track Record Summary *

5

Active Pipeline

Deals you need capital for

OEI prioritizes applicants with active, near-term deal opportunities. The Ready Capital Facility is most valuable when there is an immediate reason to have capital ready. Tell us what you are looking at right now.

Do you have deals under active evaluation right now? *

Yes — active opportunities identified No — building pipeline

How many deals do you expect to close in the next 12 months? *

Estimated Total Capital Needed for Pipeline (USD) * Total capital required to execute your expected deal flow over the next 12 months.

When do you anticipate needing to draw for the first time? *

Pipeline Description *

Have you ever lost a deal because capital was not ready fast enough?

Yes — missed a deal due to capital timing No

6

Facility Request

Size, term & activation

🔐

Activation Reserve Requirement

The OEI Ready Capital Facility requires an activation reserve of 15–20% of the facility amount, funded into OEI-controlled escrow. This reserve keeps your line permanently active without re-approval and earns interest while it sits in escrow. Think of it as approximately one year of facility interest, repositioned as working capital. OEI issues a Committed Capital Confirmation Letter upon reserve funding.

Facility Amount Requested (USD) *

Estimated Activation Reserve Required 15–20% of requested facility. Earns interest while held in OEI escrow.

Preferred Facility Term *

Primary Use of Facility Draws *

How do you intend to repay each draw? * OEI needs to understand your repayment source for each draw — not just the overall facility term.

Do you have LPs or investors who would value seeing a Committed Capital Confirmation Letter from OEI? *

Yes — the letter has direct value in LP conversations or deal negotiations No — I primarily need the capital, not the letter Both — capital and the letter are valuable to me

OEI issues a formal Committed Capital Confirmation Letter upon activation reserve funding. Many managers use this to compete against larger, better-capitalized firms.

7

Financial Position

Activation reserve capacity

⚠️

Activation Reserve Liquidity — Must Be Confirmed

The activation reserve is not a fee. It is your capital, held in escrow, earning a return. But it must come from your existing liquid resources. OEI will not advance the activation reserve. Applicants who cannot fund the reserve from existing liquidity are not eligible for this facility.

Current Liquid Capital Available to You Personally (USD) * Personal liquidity — not fund capital. This is what would fund the activation reserve.

Liquid Capital at the GP / Firm Level (USD)

Management Fee Annual Run Rate (USD) Annual management fee income received by the GP entity.

Estimated Personal Net Worth (USD) *

Do you have any existing personal or firm-level debt obligations OEI should be aware of?

No significant debt obligations Yes — describe below

Describe Existing Debt Obligations

8

Broker / Representative

OEI always protects brokers

Is a broker or representative involved? *

No — direct applicant Yes — broker or consultant involved

Broker Full Name

Broker Company

Broker Email

Broker Phone

Fee Protection Agreement (FPA) in Place?

Yes — FPA executed Not yet

OEI Broker Registration Number (if registered)

9

Document Uploads

PDF, DOC, XLS, JPG accepted

Required documents must be uploaded for your application to be reviewed. Track record and fund documents carry significant weight in OEI's assessment — strong documentation accelerates approval.

👤

CV / Résumé — Primary Applicant

Professional background, career history, prior deals

Required

🪪

Government-Issued Photo ID

Passport, driver's license, or national ID

Required

🏦

Personal Bank Statement

Recent — confirms activation reserve liquidity. Account number may be redacted.

Required

📋

GP / Firm Formation Documents

Operating Agreement, Articles of Organization

Required

📈

Deal Track Record / Investment Summary

Closed deals list with sizes, dates, and returns

Required

📄

Private Placement Memorandum (PPM)

Current fund PPM or investment summary

Recommended

💰

Fund Financial Statements

Most recent audited or unaudited fund financials

Recommended

📊

Investor / LP Pitch Deck

Current fund or deal pitch presentation

Optional

📝

Personal Tax Return (Most Recent Year)

Supports income and net worth verification

Optional

🤝

Fee Protection Agreement (FPA)

Broker FPA — required to protect broker fees

If Broker Involved

10

Additional Information

Optional but reviewed

How did you hear about OEI?

Have you previously applied to OEI?

No — first application Yes — prior application

Is there anything else OEI should know about your firm, your fund, or why the Ready Capital Facility is the right fit for you right now?

11

Declaration & Certification

⚠️

Accuracy & Compliance

OEI conducts background checks and verifies all submitted information. Misrepresentation of track record, AUM, or financial position will result in immediate disqualification. OEI does not provide services to individuals or entities subject to current USA sanctions.

I certify that all information provided in this application is accurate and complete to the best of my knowledge, including all track record figures, AUM, and financial disclosures. I confirm that I have liquid capital available to fund the activation reserve (15–20% of requested facility) from my own existing resources. I understand that OEI will not advance the activation reserve under any circumstances. I understand that submission of this application does not constitute a commitment from OEI to provide a credit facility. All terms are subject to OEI's underwriting review, due diligence, and final approval. I confirm that neither I, my firm, nor any principal of the fund is subject to current USA sanctions or has been convicted of a financial crime, securities violation, or fraud.

By submitting you agree to OEI's Privacy Policy and Terms of Service. A senior OEI partner will contact you within 48 hours. All information is held in strict confidence.

Ready Capital Facility
Application

Who This Facility Is For

Activation Reserve Requirement

Activation Reserve Liquidity — Must Be Confirmed

Accuracy & Compliance

Ready Capital FacilityApplication

Who This Facility Is For

Activation Reserve Requirement

Activation Reserve Liquidity — Must Be Confirmed

Accuracy & Compliance

Ready Capital Facility
Application